Abbreviations
In the SEC filings are often abbreviations used to encode issuer categories or asset types. On this page they are all listed to ensure that you can understand the extracted data.
Asset Category Types
Allowed items for C.4.a in NPORT-P
STIV | Short-term investment vehicle |
|---|---|
RA | Repurchase agreement |
EC | Equity-common |
EP | Equity-preferred |
DBT | Debt |
DCO | Derivative-commodity |
DCR | Derivative-credit |
DE | Derivative-equity |
DFE | Derivative-foreign exchange |
DIR | Derivative-interest rate |
DO | Derivative-other |
SN | Structured note |
LON | Loan |
ABS | ABS-mortgage backed security |
ABS | ABS-asset backed commercial paper |
ABS | ABS-collateralized bond/debt obligation |
ABS | ABS-other |
COMM | Commodity |
RE | Real estate |
Instrument Unit Types
Allowed items for C.2.a in NPORT-P
NS | Number of shares |
|---|---|
PA | Principal amount |
NC | Number of contracts |
OU | Other units |
Investment Category Types
Allowed items for B.4.b.iii in NPORT-P
ABS | Asset- backed securities |
|---|---|
ACMO | Agency collateralized mortgage obligations |
ACMBS | Agency debentures and agency strips |
AMBS | U.S. Treasuries (including strips) |
Issuer Category Types
Allowed items for C.4.b in NPORT-P
CORP | Corporate |
|---|---|
UST | U.S. Treasury |
USGA | U.S. government agency |
USGSE | U.S. government sponsored entity |
MUN | Municipal |
NUSS | Non-U.S. sovereign |
PF | Private fund |
RF | Registered fund |
Repurchasement Category Type
Allowed items for C.10.f.iii in NPORT-P
ABS | Asset-backed securities |
|---|---|
ACMO | Agency collateralized mortgage obligations |
ADAS | Agency debentures and agency strips |
AMBS | Agency mortgage-backed securities |
PLCMO | Private label collateralized mortgage obligations |
CDS | Corporate debt securities |
EQT | Equities |
MM | Money market |
UST | U.S. Treasuries (including strips) |
State and Country Codes
AL | ALABAMA |
|---|---|
AK | ALASKA |
AZ | ARIZONA |
AR | ARKANSAS |
CA | CALIFORNIA |
CO | COLORADO |
CT | CONNECTICUT |
DE | DELAWARE |
DC | DISTRICT OF COLUMBIA |
FL | FLORIDA |
GA | GEORGIA |
HI | HAWAII |
ID | IDAHO |
IL | ILLINOIS |
IN | INDIANA |
IA | IOWA |
KS | KANSAS |
KY | KENTUCKY |
LA | LOUISIANA |
ME | MAINE |
MD | MARYLAND |
MA | MASSACHUSETTS |
MI | MICHIGAN |
MN | MINNESOTA |
MS | MISSISSIPPI |
MO | MISSOURI |
MT | MONTANA |
NE | NEBRASKA |
NV | NEVADA |
NH | NEW HAMPSHIRE |
NJ | NEW JERSEY |
NM | NEW MEXICO |
NY | NEW YORK |
NC | NORTH CAROLINA |
ND | NORTH DAKOTA |
OH | OHIO |
OK | OKLAHOMA |
OR | OREGON |
PA | PENNSYLVANIA |
RI | RHODE ISLAND |
SC | SOUTH CAROLINA |
SD | SOUTH DAKOTA |
TN | TENNESSEE |
TX | TEXAS |
UT | UTAH |
VT | VERMONT |
VA | VIRGINIA |
WA | WASHINGTON |
WV | WEST VIRGINIA |
WI | WISCONSIN |
WY | WYOMING |
PR | PUERTO RICO |
VI | VIRGIN ISLANDS, U.S. |
GU | GUAM |
|---|---|
B5 | AMERICAN SAMOA |
1V | NORTHERN MARIANA ISLANDS |
A0 | ALBERTA, CANADA |
|---|---|
A1 | BRITISH COLUMBIA, CANADA |
A2 | MANITOBA, CANADA |
A3 | NEW BRUNSWICK, CANADA |
A4 | NEWFOUNDLAND, CANADA |
A5 | NOVA SCOTIA, CANADA |
A6 | ONTARIO, CANADA |
A7 | PRINCE EDWARD ISLAND, CANADA |
A8 | QUEBEC, CANADA |
A9 | SASKATCHEWAN, CANADA |
B0 | YUKON, CANADA |
Z4 | CANADA (FEDERAL LEVEL) |
B2 | AFGHANISTAN |
Y6 | ALAND ISLANDS |
B3 | ALBANIA |
B4 | ALGERIA |
B5 | AMERICAN SAMOA |
B6 | ANDORRA |
B7 | ANGOLA |
1A | ANGUILLA |
B8 | ANTARCTICA |
B9 | ANTIGUA AND BARBUDA |
C1 | ARGENTINA |
1B | ARMENIA |
1C | ARUBA |
C3 | AUSTRALIA |
C4 | AUSTRIA |
1D | AZERBAIJAN |
C5 | BAHAMAS |
C6 | BAHRAIN |
C7 | BANGLADESH |
C8 | BARBADOS |
1F | BELARUS |
C9 | BELGIUM |
D1 | BELIZE |
G6 | BENIN |
D0 | BERMUDA |
D2 | BHUTAN |
D3 | BOLIVIA |
1E | BOSNIA AND HERZEGOVINA |
B1 | BOTSWANA |
D4 | BOUVET ISLAND |
D5 | BRAZIL |
D6 | BRITISH INDIAN OCEAN TERRITORY |
D9 | BRUNEI DARUSSALAM |
E0 | BULGARIA |
X2 | BURKINA FASO |
E2 | BURUNDI |
E3 | CAMBODIA |
E4 | CAMEROON |
E8 | CAPE VERDE |
E9 | CAYMAN ISLANDS |
F0 | CENTRAL AFRICAN REPUBLIC |
F2 | CHAD |
F3 | CHILE |
F4 | CHINA |
F6 | CHRISTMAS ISLAND |
F7 | COCOS (KEELING) ISLANDS |
F8 | COLOMBIA |
F9 | COMOROS |
G0 | CONGO |
Y3 | CONGO, THE DEMOCRATIC REPUBLIC OF THE |
G1 | COOK ISLANDS |
G2 | COSTA RICA |
L7 | COTE D'IVOIRE |
1M | CROATIA |
G3 | CUBA |
G4 | CYPRUS |
2N | CZECH REPUBLIC |
G7 | DENMARK |
1G | DJIBOUTI |
G9 | DOMINICA |
G8 | DOMINICAN REPUBLIC |
H1 | ECUADOR |
H2 | EGYPT |
H3 | EL SALVADOR |
H4 | EQUATORIAL GUINEA |
1J | ERITREA |
1H | ESTONIA |
H5 | ETHIOPIA |
H7 | FALKLAND ISLANDS (MALVINAS) |
H6 | FAROE ISLANDS |
H8 | FIJI |
H9 | FINLAND |
I0 | FRANCE |
I3 | FRENCH GUIANA |
I4 | FRENCH POLYNESIA |
2C | FRENCH SOUTHERN TERRITORIES |
I5 | GABON |
I6 | GAMBIA |
2Q | GEORGIA (COUNTRY) |
2M | GERMANY |
J0 | GHANA |
J1 | GIBRALTAR |
J3 | GREECE |
J4 | GREENLAND |
J5 | GRENADA |
J6 | GUADELOUPE |
GU | GUAM |
J8 | GUATEMALA |
Y7 | GUERNSEY |
J9 | GUINEA |
S0 | GUINEA-BISSAU |
K0 | GUYANA |
K1 | HAITI |
K4 | HEARD ISLAND AND MCDONALD ISLANDS |
X4 | HOLY SEE (VATICAN CITY STATE) |
K2 | HONDURAS |
K3 | HONG KONG |
K5 | HUNGARY |
K6 | ICELAND |
K7 | INDIA |
K8 | INDONESIA |
K9 | IRAN, ISLAMIC REPUBLIC OF |
L0 | IRAQ |
L2 | IRELAND |
Y8 | ISLE OF MAN |
L3 | ISRAEL |
L6 | ITALY |
L8 | JAMAICA |
M0 | JAPAN |
Y9 | JERSEY |
M2 | JORDAN |
1P | KAZAKSTAN |
M3 | KENYA |
J2 | KIRIBATI |
M4 | KOREA, DEMOCRATIC PEOPLE'S REPUBLIC OF |
M5 | KOREA, REPUBLIC OF |
M6 | KUWAIT |
1N | KYRGYZSTAN |
M7 | LAO PEOPLE'S DEMOCRATIC REPUBLIC |
1R | LATVIA |
M8 | LEBANON |
M9 | LESOTHO |
N0 | LIBERIA |
N1 | LIBYAN ARAB JAMAHIRIYA |
N2 | LIECHTENSTEIN |
1Q | LITHUANIA |
N4 | LUXEMBOURG |
N5 | MACAU |
1U | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
N6 | MADAGASCAR |
N7 | MALAWI |
N8 | MALAYSIA |
N9 | MALDIVES |
O0 | MALI |
O1 | MALTA |
1T | MARSHALL ISLANDS |
O2 | MARTINIQUE |
O3 | MAURITANIA |
O4 | MAURITIUS |
2P | MAYOTTE |
O5 | MEXICO |
1K | MICRONESIA, FEDERATED STATES OF |
1S | MOLDOVA, REPUBLIC OF |
O9 | MONACO |
P0 | MONGOLIA |
Z5 | MONTENEGRO |
P1 | MONTSERRAT |
P2 | MOROCCO |
P3 | MOZAMBIQUE |
E1 | MYANMAR |
T6 | NAMIBIA |
P5 | NAURU |
P6 | NEPAL |
P7 | NETHERLANDS |
P8 | NETHERLANDS ANTILLES |
1W | NEW CALEDONIA |
Q2 | NEW ZEALAND |
Q3 | NICARAGUA |
Q4 | NIGER |
Q5 | NIGERIA |
Q6 | NIUE |
Q7 | NORFOLK ISLAND |
1V | NORTHERN MARIANA ISLANDS |
Q8 | NORWAY |
P4 | OMAN |
R0 | PAKISTAN |
1Y | PALAU |
1X | PALESTINIAN TERRITORY, OCCUPIED |
R1 | PANAMA |
R2 | PAPUA NEW GUINEA |
R4 | PARAGUAY |
R5 | PERU |
R6 | PHILIPPINES |
R8 | PITCAIRN |
R9 | POLAND |
S1 | PORTUGAL |
S3 | QATAR |
S4 | REUNION |
S5 | ROMANIA |
1Z | RUSSIAN FEDERATION |
S6 | RWANDA |
Z0 | SAINT BARTHELEMY |
U8 | SAINT HELENA |
U7 | SAINT KITTS AND NEVIS |
U9 | SAINT LUCIA |
Z1 | SAINT MARTIN |
V0 | SAINT PIERRE AND MIQUELON |
V1 | SAINT VINCENT AND THE GRENADINES |
Y0 | SAMOA |
S8 | SAN MARINO |
S9 | SAO TOME AND PRINCIPE |
T0 | SAUDI ARABIA |
T1 | SENEGAL |
Z2 | SERBIA |
T2 | SEYCHELLES |
T8 | SIERRA LEONE |
U0 | SINGAPORE |
2B | SLOVAKIA |
2A | SLOVENIA |
D7 | SOLOMON ISLANDS |
U1 | SOMALIA |
T3 | SOUTH AFRICA |
1L | SOUTH GEORGIA AND THE SOUTH SANDWICH ISLANDS |
U3 | SPAIN |
F1 | SRI LANKA |
V2 | SUDAN |
V3 | SURINAME |
L9 | SVALBARD AND JAN MAYEN |
V6 | SWAZILAND |
V7 | SWEDEN |
V8 | SWITZERLAND |
V9 | SYRIAN ARAB REPUBLIC |
F5 | TAIWAN |
2D | TAJIKISTAN |
W0 | TANZANIA, UNITED REPUBLIC OF |
W1 | THAILAND |
Z3 | TIMOR-LESTE |
W2 | TOGO |
W3 | TOKELAU |
W4 | TONGA |
W5 | TRINIDAD AND TOBAGO |
W6 | TUNISIA |
W8 | TURKEY |
2E | TURKMENISTAN |
W7 | TURKS AND CAICOS ISLANDS |
2G | TUVALU |
W9 | UGANDA |
2H | UKRAINE |
C0 | UNITED ARAB EMIRATES |
X0 | UNITED KINGDOM |
2J | UNITED STATES MINOR OUTLYING ISLANDS |
X3 | URUGUAY |
2K | UZBEKISTAN |
2L | VANUATU |
X5 | VENEZUELA |
Q1 | VIET NAM |
D8 | VIRGIN ISLANDS, BRITISH |
X8 | WALLIS AND FUTUNA |
U5 | WESTERN SAHARA |
T7 | YEMEN |
Y4 | ZAMBIA |
Y5 | ZIMBABWE |
XX | UNKNOWN |
C2 | The rest of these are obsolete codes. |
E5 | ASHMORE & CARTIER IS |
E7 | CANAL ZONE |
G5 | CANTON/ENDERBURY IS |
I7 | CZECHOSLOVAKIA |
X9 | GAZA STRIP |
I8 | GERMANY (BERLIN) |
I9 | GERMANY (WEST) |
L1 | GERMANY, FED. REP. |
L4 | IRAQ-SAUDI |
L5 | ISRAEL-JORDAN |
M1 | ISRAEL-SYRIA |
O6 | JOHNSTON ATOLL |
Q9 | MIDWAY ISLAND |
R3 | PACIFIC ISLANDS TRU |
T4 | PARACEL ISLANDS |
U2 | SOUTHERN RHODESIA |
U4 | SOVIET UNION |
U6 | SPANISH NORTH AFRICA |
X7 | SPRATLY ISLAND |
2F | WAKE ISLAND |
Y2 | EAST TIMOR |